Compliance in Practice: London

greg collins and jamie walton at the forum

Our Compliance In Practice event in the City of London on 30th May provided a valuable discussion forum about the implementation of policies and technology solutions to meet the requirements of regulations. JP Reis was represented by CEO Greg Collins, our cohosts HewardMills were represented by Lillian Tsang and compere Tilly Lang. Andy Davies of […]

1000s of Companies Failing MiFID II Standards

fca logo

A freedom of information request, made by the consultancy Bovill, has revealed that the Financial Conduct Authority [FCA] received 1,335 notifications of inaccurate transaction reporting under the Markets in Financial Instruments Directive (MiFID II) in 2018. Although these companies have failed the standards set by the new regulations, they are probably not the worst offenders […]