JP Reis has maintained dialogue with senior technology executives in Investment Banking about the challenges they face and the solutions they are using to operate during the lockdown.
In a recent LinkedIn post, JP Reis CEO, Greg Collins, reflected on how he had been through many testing times and written numerous business contingency plans, but had never seen anything like the COVID-19 crisis.
Our Compliance In Practice event in the City of London on 30th May provided a valuable discussion forum about the implementation of policies and technology solutions to meet the requirements of regulations. JP Reis was represented by CEO Greg Collins, our cohosts HewardMills were represented by Lillian Tsang and compere Tilly Lang. Andy Davies of […]
A freedom of information request, made by the consultancy Bovill, has revealed that the Financial Conduct Authority [FCA] received 1,335 notifications of inaccurate transaction reporting under the Markets in Financial Instruments Directive (MiFID II) in 2018. Although these companies have failed the standards set by the new regulations, they are probably not the worst offenders […]