AI Development | JP Reis

AI for Compliance

JP Reis can help you create an in-house AI compliance solution. Most banks prefer to keep AI solutions in-house, especially when working with compliance data, but many don’t have the bandwidth or expertise to create them. We have delivered a surveillance solution for Bloomberg Chat (Instant Bloomberg) and can work with different types of data and business requirements to create a bespoke solution without your data being used to develop an industry wide product.

Development Process

Experience tells our data scientists which datasets will look similar across banks and asset classes, and where the divergence is likely to be. This allows them to move quickly to develop and configure optimum data frames for new clients. This is important because an AI solution is never “off the peg.” There is always a period of data preparation, which makes your dataset more suitable for machine learning and establishes an appropriate data collection mechanism. For natural language processing [NLP], the machine learning algorithms have to be trained to understand unique aspects of your data set, processes, terminology, and language usage. So, maximum efficiency during this stage leads to a fast deployment and optimum performance.

Case Study Solution Snapshot

Capable of processing 10GB raw data per week.
Ingested from multiple sources to ensure accurate IDs.
Language, jargon and slang learned for equities, forex, fixed income and derivatives.
Complex ML algorithms provided automated daily reports:
True Deal Intents
Financial Products Mentioned
Distinguishing the Unreported and Mass Data
Flagging the Responsible Person

Read the full case study.

TIMM Compliance Assurance™

Our AI service is a significant but natural extension of the TIMM Compliance Assurance™ suite. We have a long history of enriching data sets to understand exactly who is talking with whom so that all necessary lines and buttons are precisely migrated to new voice systems. The suite evolved to exploit the data set by answering questions such as:

Who is talking without the necessary compliance systems in place?
Is the recording system working properly?
Are recordings reaching the correct directory?
Who is talking with someone they shouldn’t be?

Now we can extend the list to understand What are they chatting about?

Any technology investment should be based on key business outcomes and value, avoiding technical debt and having a full life cycle plan. AI is no different. we help you fully scope before you invest and ensure your goals are met. We can also support existing AI solutions.